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UNITED STATES |
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934
For the month of October 2022
Commission File Number 001-37626
Mesoblast Limited
(Exact name of Registrant as specified in its charter)
Not Applicable
(Translation of Registrant’s name into English)
Australia
(Jurisdiction of incorporation or organization)
Silviu Itescu
Chief Executive Officer and Executive Director
Level 38
55 Collins Street
Melbourne 3000
Australia
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F:
Form 20-F ☑ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes ☐ No ☑
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes ☐ No ☑
INFORMATION CONTAINED ON THIS REPORT ON FORM 6-K
On October 14, 2022, Mesoblast Limited filed with the Australian Securities Exchange a new issue announcement, notification of cessation of securities (Appendix 3H) which is attached hereto as Exhibit 99.1, and is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly organized.
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Mesoblast Limited |
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/s/ Niva Sivakumar |
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Niva Sivakumar |
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Company Secretary
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Dated: October 21, 2022
INDEX TO EXHIBITS
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Item |
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99.1 |
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Appendix 3H of Mesoblast Ltd, dated October 14, 2022. |
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Exhibit 99.1
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Notification of cessation of +securities |
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Announcement Summary
Entity name
MESOBLAST LIMITED
Announcement Type
New announcement
Date of this announcement
Friday October 14, 2022
Details of +securities that have ceased
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ASX +security code |
Security description |
Number of +securities that have ceased |
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The +securities have ceased due to |
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Date of cessation |
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MSBAI |
OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
1,496,668 |
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Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied
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30/09/2022 |
Refer to next page for full details of the announcement
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Notification of cessation of +securities |
1 / 4 |
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Notification of cessation of +securities |
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Part 1 - Announcement Details
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1.1 Name of +Entity |
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MESOBLAST LIMITED |
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We (the entity named above) provide the following information about our issued capital. |
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1.2 Registered Number Type ACN |
Registration Number 109431870 |
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1.3 ASX issuer code MSB |
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1.4 The announcement is |
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New announcement |
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1.5 Date of this announcement 14/10/2022 |
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Notification of cessation of +securities |
2 / 4 |
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Notification of cessation of +securities |
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Part 2 - Details of +equity securities or +debt securities that have ceased
ASX +Security Code and Description
MSBAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
Unquoted +equity securities that have ceased
Number of securities that have ceased
1,496,668
Reason for cessation
Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied
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Date of cessation |
Is the entity paying any consideration for the cessation? |
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30/9/2022 |
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No |
Any other information the entity wishes to notify to ASX about the cessation?
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160,000 options lapsed on 31 July 2022 220,001 lapsed on 31 August 2022 1,116,667 lapsed on 30 September 2022 |
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Notification of cessation of +securities |
3 / 4 |
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Notification of cessation of +securities |
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Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
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ASX +security code and description |
Total number of +securities on issue |
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MSB : ORDINARY FULLY PAID |
737,121,218 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
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ASX +security code and description |
Total number of +securities on issue |
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MSBAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
40,653,800 |
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MSBAO : WARRANTS |
15,027,327 |
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MSBAP : ADS WARRANTS |
1,769,669 |
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MSBAJ : INCENTIVE RIGHTS |
1,500,000 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
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Notification of cessation of +securities |
4 / 4 |
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