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UNITED STATES |
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934
For the month of September 2022
Commission File Number 001-37626
Mesoblast Limited
(Exact name of Registrant as specified in its charter)
Not Applicable
(Translation of Registrant’s name into English)
Australia
(Jurisdiction of incorporation or organization)
Silviu Itescu
Chief Executive Officer and Executive Director
Level 38
55 Collins Street
Melbourne 3000
Australia
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F:
Form 20-F ☑ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes ☐ No ☑
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes ☐ No ☑
INFORMATION CONTAINED ON THIS REPORT ON FORM 6-K
On September 20, 2022, Mesoblast Limited filed with the Australian Securities Exchange a new issue announcement, change of director’s interest notice (Appendix 3Y) which is attached hereto as Exhibit 99.1, and is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly organized.
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Mesoblast Limited |
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/s/ Niva Sivakumar |
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Niva Sivakumar |
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Company Secretary
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Dated: September 22, 2022
INDEX TO EXHIBITS
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Item |
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99.1 |
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Appendix 3Y of Mesoblast Ltd, dated September 20, 2022. |
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Appendix 99.1
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
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Name of entity MESOBLAST LIMITED |
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ABN 68 109 431 870 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
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Name of Director |
William Burns |
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Date of last notice |
24 June 2020 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Direct or indirect interest |
Indirect |
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Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
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Registered holder is UBS (as custodian for the director) |
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Date of change |
13 September 2022 |
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No. of securities held prior to change |
63,000 ordinary shares 220,000 options |
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Class |
Ordinary shares |
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Number acquired |
22,000 ordinary shares |
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Number disposed |
0 |
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Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
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AU$20,020.00 (AU$ 0.91 per share) |
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No. of securities held after change |
85,000 ordinary shares 220,000 options |
+ See chapter 19 for defined terms.
01/01/2011Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
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Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
On market share purchase |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
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Detail of contract |
Not Applicable |
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Nature of interest
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Not Applicable |
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Name of registered holder (if issued securities)
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Not Applicable |
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Date of change |
Not Applicable |
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No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
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Not Applicable |
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Interest acquired |
Not Applicable |
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Interest disposed |
Not Applicable |
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Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
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Not Applicable |
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Interest after change |
Not Applicable |
Part 3 – +Closed period
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Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
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If so, was prior written clearance provided to allow the trade to proceed during this period? |
Not Applicable |
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If prior written clearance was provided, on what date was this provided? |
Not Applicable |
+ See chapter 19 for defined terms.
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Appendix 3Y Page 2 |
01/01/2011 |